135 Main Street E. PO Box 68 , Listowel, ON N4W 3H2 | +1 519.291.2817 1.877.291.3040 In Focus - Subscribe to Our Quarterly Newsletter
Independent Accountants' Investment Counsel Inc.

 

CONFLICTS OF INTEREST – WHAT YOU NEED TO KNOW

 

In October 2019, the Canadian Securities Administrators passed comprehensive regulatory reform, referred to as the Client Focused Reforms (CFRs).  Part of the CFRs relate to how Portfolio Managers, such as IAIC, assess, manage, and monitor any existing, potential, or reasonably foreseeable conflict of interest, and how we ensure any potential conflict of interest is always addressed and managed in our client’s best interest.

 

At IAIC, we pride ourselves in always acting in our client’s best interest.  We address and manage conflicts of interest in many ways – by managing conflicts through internal controls, avoiding conflicts wherever possible, and by ensuring transparency with our clients through continuous disclosure of any existing or potential conflicts of interest.

 

On or before June 30, 2021, we will be posting a complete list of existing or potential conflicts of interest that may exist between our firm and you, our client.